| he Impact of Privatization of Solid Waste | | | | generated in Delhi. This waste is segregated into |
| Collection and Transportation in Delhi: The Impact | | | | several categories along the chain, before it is |
| on the informal Recycling Sector | | | | accepted by any reprocessor. The schedule set |
| Background | | | | for the private operator, on the other hand, |
| Since the late 1990s, two important public interest | | | | demands 20% segregation only in the 8th year of |
| litigations have been filed in the Supreme Court, | | | | operation. Prior to that, and even during this |
| the highest court in India. Both demand greater | | | | period, the operator is paid by the weight that is |
| accountability from the municipality for cleaner | | | | delivered at the landfill. This creates a disincentive |
| cities. The first, B.L. Vadhera Vs the Union of | | | | to segregated. Seen in the light of Article 5.15, |
| India, resulted in several court orders, even | | | | giving the operator rights over the recyclables, |
| personal appearances of senior officials in the | | | | the contract ‘creates competing interests |
| Court and rules being created for Hospital Waste. | | | | between the private operator and the |
| The second case, Almitra Patel Vs. The Union of | | | | wastepicker.’ |
| India, has resulted in rules being made for Municipal | | | | Table 1 : Segregation Requirements from Private |
| Solid Waste. The case was also focused on | | | | Operators |
| technology as a primary solution for a cleaner | | | | Year of operation Months from COD Segregation |
| country. | | | | benchmark Applicable penaltyfor corresponding |
| Apart from their individual outcomes, both these | | | | month for corresponding month |
| cases resulted in great pressure on the municipal | | | | (in % terms) (in % terms) |
| authorities to perform their tasks in a more | | | | Year 1 |
| efficient manner. The media keenly reported the | | | | 1-12 |
| proceedings and frequently mocked municipal | | | | |
| inability to meet the courts’ and public’s | | | | - |
| exacting standards. | | | | Year 2 |
| Continuous court pressure and frustrated | | | | 13-24 |
| attempts to clean the city was an important | | | | |
| reason for the municipalities in Delhi to seek | | | | 15% |
| privatization as an opportunity to respond to the | | | | Year 3 |
| courts. Subhash Chopra, a vocal member of the | | | | 26-36 |
| Delhi Legislative Assembly has stated, | | | | |
| “privatization of garbage collection and disposal | | | | 15% |
| will be for the city. The MCD has been a total | | | | Year 4 |
| failure on this count.” | | | | 37-48 |
| Other Roads to Privatization | | | | |
| Another reason was the change in Delhi’s | | | | 12 |
| own position as the capital of an increasingly | | | | 15% |
| important player in the global economy. The | | | | Year 5 |
| Masterplan 2021 includes many new features that | | | | 49-60 |
| are geared towards international conferences, | | | | |
| entertainment etc. The problem of waste handling | | | | 15 |
| and a filthy city remained an environmental and | | | | 15% |
| visual impediment to the new city. With legislation | | | | Year 7 |
| that encouraged investment in services and | | | | 60-72 |
| several developing countries seeking to privatize | | | | |
| waste management, Delhi was encouraged to do | | | | 15% |
| so too, as part of its quest to be what is often | | | | Year 6 |
| described as a ‘world class city.” | | | | 73-84 |
| Another important reason was Commonwealth | | | | 20 |
| Games, scheduled to be held in 2009 in Delhi. The | | | | 15% |
| leader of the Delhi Parliament described the need, | | | | Year 8 onwards 85 onwards |
| “All these measures would enable Delhi to | | | | |
| become a clean and neat city, which is the need | | | | 15% |
| of the hour in view of the fact that the | | | | Source : Contract signed between the MCD and |
| Commonwealth Games are due to take place in | | | | Private Operator, 2005 |
| 2010 and thousands of foreign tourists would be | | | | - Waste recyclers, particularly at the lower levels |
| visiting Delhi. There is a need to give a complete | | | | of the chain, are characteristically poorly educated, |
| facelift to the Municipal Solid Waste Management | | | | earning less than 2 dollars a day, and self |
| System in MCD.” | | | | employed. Recycling is one of the few |
| Hence, privatization of waste collection and | | | | occupations open to them, where they provide |
| transportation (hereby referred to as | | | | themselves with employment and contribute |
| privatization) was not just a policy, but indicated a | | | | essential services to the city. They typically do |
| fundamental loss of confidence in the ability of the | | | | not have the access to resources that allow |
| municipality to supply the city with essential | | | | them upward mobility, and are particularly |
| services. The decision also indicated the perceived | | | | vulnerable. A system that does not take them |
| new needs of a rapidly changing Capital City. | | | | into consideration is likely to increase urban |
| This paper unpacks the interaction between the | | | | poverty and place greater stress on the |
| informal sector and the private waste contractors | | | | recyclers. The impacts of this can be felt by the |
| and the impact of privatization on the informal | | | | entire family; Reduced parental income amongst |
| sector in Delhi. It uses the unfolding of | | | | the poor require children to contribute to the |
| privatization in Delhi and global experiences to | | | | family income, differential priorities for |
| understand the issue and to suggest how waste | | | | children’s education come into play, increase |
| can be handled in an equitable manner. | | | | the pressure of work on women, reduce available |
| Framing Privatization | | | | nutrition, reduced expenses for medical care and |
| There have been several ways by which | | | | differentiated access within the family to health |
| governments across the world have approached | | | | care, the breaking up of social capital and the |
| privatization of services. The early ideas of | | | | consequences of that. This in turn violates the |
| privatization began in the late 1970s and 1980s, | | | | objectives of the Millennium Development Goals, |
| with governments like that of Margaret Thatcher | | | | to which India is also committed |
| in the UK and Ronald Reagan in the USA. In this | | | | - Waste, which is a mixture of discards, is no |
| context, privatization came to mean a shift in | | | | longer able to lend itself to a developmental, social |
| activities or functions from the state to the | | | | role but becomes a purely commercial object |
| private sector as well as the shift of production | | | | IV. The Global Experience |
| of goods from the public to the private sector. | | | | It is useful to examine comparable global |
| Governments then began to stop directly | | | | experience and to determine to what extent the |
| producing services, but enacting legislation and the | | | | experiences have been similar. In general, the |
| framework for these to be privately produced. | | | | three regions about which the most information is |
| In this case, privatization has been | | | | available are Africa, East Asia and Latin America. |
| ‘privatization by attrition,’ as the quality | | | | In Central Africa, unlike in Egypt and South Africa, |
| of services was seen to be allowed to run down | | | | there are little informal waste recycling activities. |
| and in need of urgent reinvigoration. | | | | This is because of the low level of industrialization, |
| In India, privatization of solid waste handling has | | | | particularly of the recycling sector. Where |
| two components, from the municipal perspective. | | | | factories exist, they are able to reprocess the |
| The first is related to transportation of the waste | | | | waste of several countries, leaving little scope and |
| and the second to its appropriate disposal, | | | | viability for other units. |
| recycling or use in waste to energy projects. | | | | However, in Egypt, privatization has resulted in a |
| Privatization of waste handling in Delhi is currently | | | | loss of livelihoods for the Zabaleen, or the |
| limited to the MCD. It has been framed by officials | | | | traditional waste handlers. Estimates are that in |
| here as a taking over of existing municipal | | | | 1997, the Zabaleen handled one third of |
| systems for more efficient functioning. Hence, the | | | | Cairo’s waste, which was almost 3000 tons. |
| waste contracts demand efficient collection from | | | | Of this, 85% was recycled directly through the |
| the dhalaos, transportation to the landfill and a | | | | Zabaleen’s self-owned and operated |
| stage wise segregation of the waste. | | | | micro-enterprises that were constantly |
| A few of the most significant clauses in the | | | | upgraded.Despite this, officials did not wish to |
| contract are as follows: | | | | include them in their privatization plans as their |
| - Article 5.15 : Sale/distribution of recyclable | | | | work was considered unhygienic and the new |
| substances | | | | private investors seemed to be a better prospect |
| The concessionaire shall be free to sell or | | | | for Cairo. |
| otherwise dispose of recyclable substances and | | | | When privatization began here in the early years |
| other materials recovered from the Municipal Solid | | | | of 2000, it included waste collection from the |
| Waste at such price and to such persons and | | | | doorsteps. The Zabaleen were additionally |
| using such marketing and selling arrangements and | | | | impacted as many of them earned by pelletizing |
| strategies as it may deem appropriate. | | | | plastics. Loss of access to waste plastics |
| - Article 5.19d : Endeavor to improve the ancillary | | | | resulted in an additional loss of income. |
| conditions and infrastructure related to the | | | | Some estimates put the number of job losses at |
| project, including assistance to the project | | | | 75,000. After a period of being displaced, and an |
| including assistance to informal recycling workers | | | | international campaign, the Zabaleen were able to |
| - Article 5.19l. Be responsible for all the health, | | | | regain some lost ground by being involved in the |
| security, environment and safety aspects of the | | | | waste collection. Researchers have concluded that |
| project at all times during the concession period. | | | | their inclusion was related to the fact that |
| - Article 5.19t :Endeavour to employ the informal | | | | implementing the contract became impossible |
| Municipal Solid Waste collectors within the | | | | without the help of the Zabaleen and their skill |
| concession area to carry out the work of | | | | sets. Moreover, in Egypt, the privatization |
| collection and segregation of MSW, in accordance | | | | companies used mechanical means to collect |
| with this agreement and applicable law. | | | | waste, which was unviable in the old city with |
| - Article 6 : MCD Obligations : Give all assistance to | | | | narrow roads. It was here that the Zabaleen with |
| the concessionaire to employ the existing informal | | | | donkey carts were able to help the companies to |
| Municipal Solid Waste collectors including rag | | | | fulfill their legal obligations. |
| pickers and assist the concessionaire in solving | | | | Currently, several, but not all the Zabaleen have |
| issues arising from the redeployment and | | | | been able to regain their former work, but they |
| employment of such waste collectors by the | | | | claim to earn less than they used to. Additionally, |
| concessionaire | | | | local NGOs say that while they were organized, |
| Therefore, the contract shows that the MCD is | | | | after prolonged negotiation, to work on a more |
| aware of the sector. | | | | equal footing with the traditional middlemen, |
| In the context of this discussion, the following | | | | Wahiya previously, they have now been re-hired |
| aspects of the contract must be kept in mind: | | | | as workers under the same middlemen. The |
| - The private contractor is paid for the waste | | | | picture is unclear, as others assert that they are |
| collected by weight | | | | now free of the Wahiya, who, ironically, paid them |
| - The ownership of the recyclable waste lies with | | | | more than the private companies currently do. |
| the contracting company | | | | Private contractors now claim , “ It is our |
| - The private contractors have the right to | | | | strategy to employ the local Zabaleen. We want |
| manage the dhalaos as their own spaces , with | | | | to avoid conflict and this satisfies the social |
| rights to advertise on the walls and to fence off | | | | component of our contract.” On their part, |
| the waste dumped there | | | | the Zableen have constantly emphasized that |
| - Additional spaces to store the segregated dry | | | | their earnings are not based on payment as much |
| waste will be allocated to the contractors during | | | | as access to the recyclables. The companies have |
| the 8 year contract period. The contractor is | | | | therefore turned a blind eye to the fact that the |
| expected to segregate waste in a graded manner | | | | Zabaleen now additionally take the waste and are |
| over time | | | | not characteristic employees. |
| Therefore, despite how it is framed in official | | | | In Tanzania’s Dar-es-Salaam, the impulse to |
| discourse, privatization in Delhi is not a direct | | | | privatize was driven by the poor impression of |
| transfer of a set of services from the | | | | that country. The privatization of waste was |
| government to the private sector. A new role, | | | | undertaken in collaboration with UN HABITAT and |
| in keeping with evolving thinking by technical | | | | was deemed a resounding success, because of |
| experts, and the changing nature of the city itself, | | | | the noticeable cleanliness. The scale of privatization |
| was created for the private company. Both the | | | | was unique. Rather than foreign companies, it was |
| collection and disposal services provided by the | | | | the local community based organizations and small |
| government and the segregation services by the | | | | local businesses that were facilitated to provide |
| informal sector, were handed over to the private | | | | waste collection services from households. The |
| contractor. Public assets of built land and space | | | | savings by the municipal bodies was used for road |
| were also handed over as part of the contract. | | | | construction and maintenance. |
| II. Implementing Privatization | | | | We do not have any known information about |
| In order to implement the process, the IDFC | | | | the informal sector operations here prior to this. |
| (Infrastructure Development and Finance | | | | Based on the available information, this kind of |
| Corporation), was contracted to manage the | | | | privatization is noteworthy because it built upon |
| process of privatization on a turnkey basis. A | | | | existing structures. After this phase, as larger |
| global tender was put out and bids sought. There | | | | players entered the scene, the scenario may |
| were no detailed discussions or consultations with | | | | have been altered. In sharp contrast, in Kenya, an |
| any other interest groups, except for an initial | | | | Italian company, Jacorossi International, was |
| meeting prior to the writing of the bid. During this | | | | invited to take over waste management amidst |
| meeting, there was intense opposition by NGOs | | | | wide spread protests. |
| to the privatization on various counts. These | | | | In Accra, Ghana, researchers point out that |
| included the in-build disincentive for waste | | | | privatization has achieved nothing that a revitalized |
| generators to segregate, the marginalization of | | | | private sector could not have done, had it |
| the informal recycling sector and the level of | | | | complied by the country’s laws and enforced |
| private involvement. The last point was based on | | | | existing regulation. Instead, the authors point out, |
| whether the contractor should also be involved in | | | | the privatization effort is “structured to |
| collecting waste from the households or not. | | | | benefit private interests by excluding the |
| There was no further discussion. | | | | public.” |
| Finally three companies were selected and their | | | | In Columbia, local initiatives have borne results. |
| work was scheduled to begin in June 2005. | | | | The results of organized waste recyclers are |
| The most notable amongst the private | | | | already visible. Across the country, 10,000 |
| companies, Delhi Waste Management (DWM), is a | | | | wastepicker families have formed 118 |
| consortium of transportation companies and | | | | cooperatives that are allowing them to bring in |
| financiers. What sets this company aside is that it | | | | over 300,000 tons of recycled materials into the |
| was allocated what were perceived by the | | | | market. The strength of the groups lie in their |
| competing companies and the municipal workers | | | | ability to federate under the National Association |
| as the most ‘lucrative’ zones. The others | | | | of Recyclers, which helps them to enhance their |
| were allotted zones that were less developed, or | | | | business activities through capacity building and |
| older and therefore, with poorer infrastructure | | | | credit. They also offer waste handling services to |
| and with less influential residents. | | | | various institutions. Although privatization has been |
| Each contractor was to ensure that the waste in | | | | challenging for the sector, they have been able to |
| the dhalao (an intermediary transfer point, often | | | | negotiate for niche work, such as fees based |
| like a room ) was segregated, the dhalao and its | | | | service provision. More recently, in 2003, under |
| defined surroundings of 25 feet was clean and the | | | | Decree 1713, part 1505, wastepickers have been |
| waste was collected and transported at regular | | | | included and their rights to participate in solid |
| hours to the landfill. Each contractor was given a | | | | waste management plans , at the development |
| list of existing dhalaos to ease their work. | | | | and follow up stages, has been made formal. n |
| Prior to this, for over two years, the Delhi | | | | Argentina, a Zero Waste Decree makes it |
| Government initiated the Bhagidari (literal meaning : | | | | mandatory for private waste handlers to provide |
| partnership) scheme where middle and high | | | | facilities for the informal sector to segregate and |
| income residential areas were trained to | | | | store recyclable waste. In this case, the |
| understand the importance of segregation of | | | | wastepicking sector has consciously not pushed |
| waste into dry and wet categories. This | | | | for a strict implementation of the rule, since many |
| programme was well publicized and several | | | | of them see themselves in the work only |
| hundred residents from the more affluent parts | | | | temporarily, due to economic hardships. |
| of Delhi were invited to attend these trainings. | | | | A common experience in several countries has |
| This does not seem to have been implemented, | | | | been that of formal sector workers organizing |
| since the waste arrived at the bins in an | | | | against privatization, for fear of job losses. From |
| unsegregated manner, despite a law that made it | | | | Singapore to Pakistan, reports show that agitating |
| mandatory for waste generators to segregate. | | | | workers are able to negotiate with the |
| The task of the private company therefore was | | | | government to retain their employment, often |
| not impacted by the Bhagidari scheme, underlying | | | | even scaring them to delay privatization. In |
| the failure of the exercise. This failure also drove | | | | Singapore, one of the suggested ways to handle |
| home the point that residents were unlikely | | | | the fallout was to set up a fund for displaced |
| segregate their waste and an external agency | | | | workers. In Pakistan, workers were forced to |
| would have to continue to do so for them. | | | | take to the streets. From this, it becomes clear |
| Traditionally, the informal recycling sector has | | | | that formal sector workers, already in the formal |
| always segregated the waste and sold it in the | | | | realm, are able to organize themselves to protest |
| chain for reprocessing. | | | | more effectively. It is therefore critical that the |
| A survey of the privatized areas undertaken in | | | | informal sector also be organized. |
| January 2006, preceded by a discussion with | | | | Based on these experiences, it is clear that: |
| managers of DWM revealed that the company | | | | - Waste recyclers must be organized if they are |
| had sub-contracted each area to smaller players, | | | | to negotiate in the event of privatization |
| who acted as labour providers. Using this model, | | | | - The access to waste is a critical part of any |
| each sub-contracted party would provide a fixed | | | | waste recyclers work. Being employed is more a |
| number of workers who would be called bin | | | | means than a desired end |
| guides. They would be stationed at a dhalao or | | | | - Where the informal sector activity is already |
| bin, cleaning the bins, segregating waste and | | | | very low, the impact of privatization will not be |
| helping load the compactors. Many of them would | | | | easy to discern |
| also live in the bins overnight, as they were unable | | | | V. Conclusions and Recommendations |
| to find inexpensive housing neaby. Few of them | | | | The analysis in the preceding sections makes it |
| were waste pickers, but several were simply paid | | | | clear that it is economically and socially desirable |
| daily wagers. On an average, they were paid | | | | to include the informal recycling sector in any |
| appx. 1/3rd of the minimum daily wages, or Rs. | | | | waste management initiative. The errors, |
| 1000 and had no social security. However the | | | | experiences and the studies detailed previously |
| workers had informal access to dry waste, which | | | | throw light on the possible ways by which this can |
| was sold to a junk dealer and significantly | | | | be done. |
| supplemented the income. | | | | This author believes that privatization of waste is |
| This model was only viable in high income areas | | | | inevitable in the developing world, because of the |
| where there was adequate recyclable waste | | | | overriding trust that policymakers and multilateral |
| discarded. In lower income areas, the worker was | | | | donors globally have in this path. As cities become |
| forced to live off the payments and often, | | | | more global and require competing for visibility, |
| undertake responsibility for a cluster of bins, in | | | | funds, investments, expertise and drawing in |
| order to optimize his earnings. This resulted in | | | | economic prosperity, many more city planners |
| lower quality of work and poorer work conditions. | | | | and policy makers will be under pressure to take |
| It was also difficult to implement this in areas | | | | this path of seemingly, the least resistance. Much |
| where large amounts of organic waste were | | | | of the citizenry and the media sees privatization |
| produced. In South Delhi’s Dakshin Puri area, | | | | as a good step and has created a demand for |
| the waste from processing fruit and vegetables | | | | this market driven form of services. |
| was so enormous that the workers were forced | | | | In several cases, privatization has come to mean |
| to stay out of the dhalaos and work from a | | | | the right to exclude others. Proponents of this |
| distance. | | | | argue that if this is not the case, the tragedy of |
| According to several media reports, the | | | | the commons will kick in. We have seen that that |
| performance of DWM in handling waste has been | | | | the contrary holds true in the case of Delhi. The |
| poor, based on the quality of visual cleanliness. | | | | fencing-off of common resources and transferring |
| Other companies have received less flack and | | | | of public property into private hands is indicative |
| none of it is reported as yet in the media. | | | | of poor policy making. The informal waste |
| The NDMC is also now preparing to privatize the | | | | recycling sector is also a private player, offering |
| waste handling, on the same lines as the MCD. | | | | important environmental services to the city. It is |
| Initial cost comparisons are known only informally | | | | therefore important to see its work as already |
| and via discussions with the private operators. | | | | operating in the private sector and therefore, |
| According to a former official of DWM, the cost | | | | follow similar policies to promote it. |
| per truck to the company was only $ 40, which | | | | Against this backdrop, privatization needs to be |
| is significantly less than that of the MCD’s $. | | | | reconsidered in fundamental ways. It should not |
| 140 or the NDMC’s $ 180 per truck. Greater | | | | be seen as a solution to a dirty city, or a formula |
| efficiency and stricter monitoring is likely to be | | | | held exclusively in the private sector. Rather, it |
| one cause for this significant drop, as are, | | | | must be viewed as one of many possible |
| possibly, different approaches to calculating the | | | | solutions to specific aspects of the waste |
| cost, which may hide some costs. A recent World | | | | management cycle. One of the important aspects |
| Bank reportsuggests that this difference is an | | | | is developing disposal facilities, a section not |
| India wide phenomenon, and that the difference | | | | discussed in this paper, but one that requires large |
| can be in the range of 20-40%. Comparing the | | | | investments and technical know-how. |
| costs of waste collection and transportation in 10 | | | | Nor should privatization be privileged over other |
| towns in the southern Indian state of Karnataka, | | | | indigenous forms of waste handling, whether they |
| the report shows the trend of cost reduction | | | | be waste recycling through the informal sector or |
| across the board. However, the Bank suggests | | | | community based innovations. Instead, it should be |
| that “One of the reasons for the relatively | | | | clearly accepted that complete corporatized |
| lower costs incurred by the contractor is quoted | | | | privatization will result in more asymmetrical |
| as differential wages, particularly when private | | | | outcomes. It should be clear that the informal |
| contractors tend to pay lower than minimum | | | | recycling sector is also providing private services |
| wages to their sanitary workers.” The | | | | to the city and should be viewed as such. |
| government, on the other hand, cannot indulge in | | | | A central shift in understanding must inform policy |
| such practices and therefore would incur much | | | | on privatization. Currently, waste management |
| higher costs for the same labour performed by | | | | companies involved in privatization are typically |
| the same number of workers. It also pays social | | | | accountable in highly quantitative terms, such as |
| security to many of them. | | | | the amount of waste collected, the response time |
| Comparing these findings, it is likely that the | | | | to complaints and the fleet efficiency. However, in |
| privatization process is economically viable only at | | | | a developing country, in whose cities almost 1% |
| the cost of underpaying the workers. | | | | of the population is dependant on waste recycling |
| III. The Impact on the Informal Sector Waste | | | | for a living, this must be dovetailed into all |
| Recyclers | | | | practices. As previously explained, the sector is |
| According to the former Municipal Commissioner | | | | based on a complex system of cooperation and |
| of Delhi, Rakesh Mehta, the design of the | | | | competition, which is still not entirely understood |
| privatization system was intentionally different | | | | and which itself seems to be constantly evolving. |
| from that of other cities in that the contract did | | | | Therefore, instead of trying to de-construct this |
| not start at the doorstep of the generator. | | | | sector, it is more practical to follow guidelines that |
| Instead, this space was left open for informal | | | | are likely to encourage it to develop and |
| players, so that they could access the waste that | | | | incentivize its participation in the process, instead |
| they wanted. Another reason was also that this | | | | of alienating it. |
| was likely to prove too complex for the private | | | | Clearly, then, the social efficiency of privatization |
| contractors themselves. | | | | must be considered too. Not doing this fractures |
| Despite this, a study of the contract signed with | | | | the social fabric, particularly amongst the poor and |
| the private contractor reveals that the work of | | | | the most vulnerable, leading to irreparable losses |
| the informal sector, as it is being actually | | | | of social capital and of their increased vulnerability, |
| performed, has not been taken into account. | | | | and in theory at least, increasing the burden on |
| Although their role has been acknowledged by | | | | the government. This is the single most important |
| various government bodies for well over a | | | | lesson learnt from the Indian and International |
| decade prior to privatization, it finally excludes | | | | experiences of privatization of waste services. |
| them. This is likely to be for three reasons. Firstly, | | | | Some recommendations that flow from this |
| that the sector has not been well appreciated in | | | | conclusion are described below : |
| the past to merit adequate inclusion. It is not on | | | | - The central site of conflict is the ownership of |
| the radar of government bodies. Second, the | | | | recyclable, or dry waste. In both the Indian cases |
| working of the sector is poorly understood by | | | | as well as the international case of Egypt, it is |
| those involved in designing the process and its | | | | clear that access to waste, not payment for |
| inclusion is therefore unlikely to have a good fit, | | | | working at site, remains central to the |
| should it be undertaken. Thirdly, the vision of a | | | | wastepickers. Hence, any contract must |
| city with an efficient system of privatized waste | | | | necessarily include a clause specifying that right |
| does not include wastepickers or other informal | | | | over recyclable waste belongs to the |
| sector recyclers, since they are in contradiction to | | | | wastepickers first. Access to waste for |
| the idea of the modern and the ordered. A | | | | wastepickers is the backbone of any policy made |
| former Chairperson of the NDMC expressed the | | | | for waste in India |
| imagined city succinctly when he remarked, “I | | | | - Global experiences show that privatization must |
| want our streets to look like Singapore.” | | | | not begin even at the dhalao level, and must be |
| The following sections analyze the impact of | | | | restricted to transportation. Bids should be for the |
| privatization on the various levels of the informal | | | | transportation and dumping sector, and not prior |
| sector. | | | | to that. A lesson should be drawn from the |
| Wastepickers | | | | decision of the MCD not to enter the household |
| Many of the workers are not wastepickers, but | | | | level for privatization. This is an example to follow. |
| other informal sector workers or wage labourers. | | | | - Some wastepickers work at the landfills. |
| This indicates a gradual displacement of the | | | | Although this is unsafe work, privatization should |
| wastepickers from their work. It also indicates an | | | | include their rights over waste that reaches here. |
| artificially increasing competition for a limited | | | | In the medium term, the wastepickers and their |
| resource. By itself, this fall out is clearly an | | | | organizations should examine other, safer ways to |
| undesirable one. | | | | earn through recycling activities |
| But there are several other ways by which the | | | | - Any plan for solid waste management in India |
| means of privatization is breaking down the waste | | | | must necessarily be informed by an understanding |
| picking system. | | | | and an appreciation of the informal recycling |
| A recent survey showed that in such sites where | | | | sector. This implies designing systems that can |
| a wastepicker was on duty, it was often to the | | | | strengthen an existing system and ride on it. In |
| exclusion of all other wastepickers. Usually, most | | | | this case, the bid should have included a section |
| wastepickers move from bin to bin at peak hours | | | | on including the sector and allow the bidders to |
| along a fixed territorial route which is shared by | | | | suggest how they would want to do this, after |
| other wastepickers. Alternatively, a few | | | | helping them to understand the issue. |
| wastepickers take over dhalaos, from where | | | | Understanding the sector must be made a part of |
| they mine the waste as it is thrown in. This is | | | | the bidding process, just as several other aspects |
| then their monopoly. Wastepickers find several | | | | are explained and clarified. It is critical not to leave |
| ways to both collaborate and compete through | | | | the bidders without this understanding on their |
| unwritten codes of conduct and community and | | | | own |
| peer pressure. As a result, a complex and | | | | - The informal sector must be treated as a tightly |
| evolving system of resource sharing comes into | | | | knitted chain, and one that must not be |
| play, resulting in one of the highest rates of | | | | fragmented, if the city is to reap the benefits it |
| recycling in the world. This informal system | | | | offers. Hence, the chain should not be tampered |
| therefore plays out not as the tragedy of the | | | | with or be modified to become ‘modern’ |
| commons but remarkably, the opposite of it. | | | | except where consensual use of newer |
| By breaking the existing system and replacing it | | | | technologies or new design can be offered, |
| with ‘bin guides,’ waste is no longer able | | | | though not imposed. The case of Egypt, where |
| to be shared amongst a vast community of the | | | | plastic is recycled by the Zabaleen, is a case in |
| poor. It is instead monopolized via an individual. | | | | point. |
| Moreover, by hiring persons who are inherently | | | | - In order to be able to participate gainfully in a |
| entrepreneurial, the incentive to seek out waste | | | | shifting city, waste recyclers must organize |
| to segregate and sell is killed, as a new debilitating | | | | themselves as a tangible, legal entity that can |
| dependency is fostered. Many such people are | | | | enter into contracts and negotiations on behalf of |
| stuck, because refusing an underpaying job may | | | | its members. It is often difficult for policymakers |
| result in job loss or a lost opportunity to leverage | | | | to find ways of including a sector that exists |
| better terms of work. | | | | through individual or family enterprise, but without |
| The poor typically harness their social capital to | | | | any defined collective organization and indeed, it is |
| get through difficult times. Systems such as the | | | | beyond the imagination of defined structures to |
| one described above are likely to break up this | | | | work with these |
| social capital because they rupture the basis on | | | | - Taking a cue from the policies in place in |
| acting like a community and instead, seek to | | | | Columbia, such recyclers’ organizations should |
| create a new ‘professional’ individual | | | | be recognized and be privileged through the cycle |
| outside this system. This considerably weakens | | | | of waste handling. Studies have shown that |
| the individual and the community, which is seen to | | | | allowing the sector to work legitimately |
| provide valuable services where the state | | | | significantly impacts their poverty levels and |
| government fails or is unable to. | | | | improve their work conditions. |
| The model above is indicative of the many | | | | - One commonly observed trend in community |
| problems with this form of privatization. The | | | | level waste management is that of local |
| system of contracting to the lowest bidder has a | | | | resources, such as volunteer time, subsiding the |
| ripple effect at the dhalao level, where | | | | lives of waste recyclers and detailed networks, |
| underpayment to workers becomes the only | | | | creating innovative kinds of social security for |
| economically viable form of functioning. | | | | workers in the urban context. Instead of |
| Sub-contracting places priorities on cleanliness, but | | | | overriding those, privatization should let them be |
| does not lay safety standards for workers. | | | | and not attempt to meddle with them for |
| Moreover, it continues to operate along the same | | | | homogeneity. A study of Churchill County, in the |
| degraded quality of work, involving standing in | | | | United States, calculated that privatization of |
| waste, and exposes the worker to the same | | | | waste handling could result in 279 less jobs, |
| hazards as previously. | | | | reduction in county household income by $36.171 |
| In some areas, a quid pro quo system appears to | | | | million, 14,735 hours of voluntary time, and $ |
| have been established. A site visit to a small | | | | 85,233 in charitable donations. These unaccounted |
| dhalao in Delhi’s elite Gulmohar Park Area | | | | for costs are only in the developed world. They |
| suggested that in smaller and more discreetly | | | | are likely to even higher in the developing world |
| located bins, a wastepicker may access the | | | | and should be left undisturbed |
| waste in return for helping with loading the | | | | - The MDGs (Millennium Development Goals) |
| compactors. In other parts of Delhi, municipal | | | | should be mainstreamed into waste handling, |
| workers were seen at the bin sites supervising | | | | because of the opportunity this provides in |
| wastepickers who were loading waste into | | | | tackling poverty through micro enterprises, |
| receptacles installed for the purpose. A discussion | | | | individual enterprise and demonstrated low capital |
| with the workers indicated that their role was | | | | and running costs. |
| both unclear at that point as well as in transition. | | | | If there is to be privatization of solid waste |
| In the meantime, they were still responsible for | | | | management services, it must be designed to be |
| overseeing the waste handling by the private | | | | equitable for everyone. It can offer answers for |
| operator. Given that on site cleanliness was linked | | | | urban poverty and the increasing urban |
| with efficient supervision, the officials continue to | | | | environmental problems we face. If urban policy |
| use existing linkages of coercion to carry out the | | | | makers are to use this for the optimal benefit of |
| task at hand. | | | | a city, then privatization should be seen as a |
| The ownership of space-the dhalaos and bins-has | | | | means of enabling the urban poor, not |
| also negatively impacted wastepickers. Earlier, | | | | disempowering them. This requires a paradigm |
| they would segregate their waste in these | | | | shift and visionary leadership, but there are |
| dhalaos, as the only available space to undertake | | | | rudimentary examples to build up from. |
| such work. Now, DWM does not allow this and | | | | References |
| has therefore taken away the only ‘work | | | | Jha, Ajay. Removal, Disposal of Waste Must be |
| space’ available to such persons. The decision | | | | Privatized . Gulf News. November 26 1999 |
| to take away public spaces and make such | | | | Jha, Lalit, K. Govt.-MCD tiff leads to garbage |
| assets available exclusively to a single private | | | | problem. The Hindu. Oct 7, 2004 |
| player therefore disincentivizes recycling. | | | | Starr, Paul. “The Meaning of Privatization.” |
| A newer trend is that of DWM beginning to make | | | | Yale Law and Policy Review. 1988 |
| rightful claims on the recyclable waste. A clash | | | | Contract between MCD and Private Operator, |
| between the black letter legal owners and the | | | | signed in 2005. Original copy denied, current copy |
| customary legal owners is inevitable. Recent | | | | informally obtained |
| documentation shows that the contractors usually | | | | The survey was undertaken by the author of this |
| intimidate, abuse, harass and even beat | | | | paper, as part of an exploratory research survey |
| wastepickers who attempt to ‘break | | | | of the post privatization scenario for a film |
| into’ a newly privatized space to carry out | | | | Chintan Environmental Research and Action Group. |
| their work. In a more recent series of events, | | | | Unpublished Survey. Delhi. 2006 |
| wastepickers who were simultaneously engaged in | | | | The pronoun ‘he’ has been used because |
| collecting waste from the doorstep to access the | | | | there were no women seen in this scheme |
| recyclables also found themselves disallowed from | | | | Hindustan Times. August 27, 2006 |
| entering bins for segregation and even disposal of | | | | Personal discussions with Mr. Satyavir Chauhan, |
| waste that is depleted of it recyclables. | | | | DWM. June 2006.Delhi |
| It would therefore seem that by not explicitly | | | | The World Bank. Improving Management of |
| defining the rights and role of the wastepickers, | | | | Municipal Solid Waste in India : Overview and |
| and by not clearly identifying them as legitimate | | | | Challenges. May 2006 |
| players in the process of waste management, | | | | Bhargava, Vishal and Chaturvedi, Bharati, film, 60 |
| they are perceived as a category without rights. | | | | kilos. Delhi February 2006 |
| Junk Dealers | | | | Personal Discussion with B.P. Misra, Chairperson, |
| In the recycling hierarchy, junk dealers buy waste | | | | NDMC. May 2001. Delhi. |
| from the waste picker and itinerant buyers, | | | | Chintan Environmental Research and Action Group. |
| further segregate it and sell it ahead to specialized | | | | Unpublished Survey. 2006 Delhi. |
| dealers or directly to reprocessing factories. In | | | | Ghosh et al. A Partnership for a Decarbonized |
| this, they are dependant on the materials flow | | | | Energy Future. World Affairs : The Journal of |
| from the wastepickers. | | | | International Issues. Volume Ten, Number One, |
| The previous section showed that privatization, as | | | | Spring 2006. |
| it is unfolding in Delhi, has begun to fracture the | | | | The survey was undertaken by the author of this |
| wastepickers’ work and access to | | | | paper, as part of an exploratory research survey |
| recyclables. This clearly impacts the junk dealers | | | | of the post privatization scenario for a film |
| as well. According to DWM officials, their own | | | | Bhargava, Vishal and Chaturvedi, Bharati, film, 60 |
| short term plan is to sell the waste directly to the | | | | kilos. Delhi February 2006s |
| reprocessing factories. In the medium term, they | | | | Email from S.A. Rizwee et al, Chintan |
| hope to recycle it themselves. | | | | Environmental Research and Action Group. |
| Unless they begin to expand and compete for | | | | December 2006 |
| other, alternative sources of waste, junk dealers | | | | Personal discussions with Mr. Satyavir Chauhan, |
| are likely to be badly hit by privatization, as they | | | | DWM. June 2006.Delhi |
| cannot even be hired, unlike some of the | | | | Fahmi, Wael Sala. “ The Impact of |
| wastepickers. | | | | privatization of solid waste management on the |
| Reprocessors | | | | Zabaleen garbage collectors of Cairo.” |
| Reprocessors are unlikely to be impacted by | | | | Environment and Urbanization. Vol 17. No. 2. |
| privatization significantly, as they will receive most | | | | October 2005 |
| of the waste they require. Even recycling | | | | Iskander, Laila. Presentation at ASMARE |
| operations will not absorb the entire amount | | | | Conference, Belo Horizonte. August 2006 |
| generated. Much of it is likely to be in an | | | | Wael Sala. “ The Impact of privatization of |
| aggregated form, from a single source, thereby | | | | solid waste management on the Zabaleen garbage |
| making it only marginally harder for them to | | | | collectors of Cairo.” Environment and |
| negotiate prices. Within this group, the smaller, | | | | Urbanization. Vol 17. No. 2. October 2005 |
| semi-legal or ‘illegal’ factories may face | | | | Iskander, Laila. Presentation at 5th Festival of Lixo |
| greater uncertainty about supplies and the sector | | | | and Cidadania. Belo Horizonte. August 23, 2006 |
| will require to upgrade itself. | | | | Pan African News Agency (PANA). UN-HABITAT |
| It is clear that the current form of privatization is | | | | Policies work miracles for Dar es Salaam June 23. |
| fracturing the informal recycling sector. Waste, | | | | 2004 |
| which was till now a public good, handled by the | | | | Demanya, B.K. Remapping Garbage : The |
| government as part of its public duty, has been | | | | privatization of waste management in Accra, |
| transferred to the private sector. There has been | | | | Ghana. MA Dissertation, Queen’s University, |
| no public discussion about giving off public assets | | | | 2001. Canada |
| in this case. Moreover, along with this, the | | | | Medina, Martin. Supporting Scavenger co-ops. |
| dhalaos, which were similar to common public | | | | Biocycle. Vol 38, Issue 6. June 1997 |
| spaces in that they were manned on behalf of | | | | Padilla, Nohora and Grisalez, Ruiz Silvio, National |
| the public by government agencies, have been | | | | Association of Recyclers. Presentation at 5th |
| privatized and the waste contained therein fenced | | | | Festival of Lixo and Cidadania. Belo Horizonte. |
| off. The ramifications of this have been described | | | | August 23, 2006 |
| in this section already, but further include: | | | | Yap, Sonny. Set up a venture fund for displaced |
| - An lowering of incentives to pick out the lowest | | | | workers The Straight Times. August 25, 2001. |
| grade recyclables. Once ownership is removed, | | | | Singapore |
| wastepickers as employee will no longer feel | | | | The Pakistan Newswire. Sanitary workers kick off |
| compelled to mine the waste of its least lucrative | | | | protest against privatization. February 16, 2006. |
| recyclables. This will result in more residual | | | | Karachi |
| recyclables reaching the landfill and an increase, | | | | Rose, Carol. The Comedy of the Commons : |
| not decrease in the space required for landfills in a | | | | Custom, Commerce and Inherently Public |
| city. The cost of new landfills is mounting, with an | | | | Property. The University of Chicago Law Review. |
| estimate budgetary requirement of $ 2 billion in | | | | Volume 53. Issue 3. Summer 1986 |
| the next 10 years. | | | | Medina, Martin. Presentation at CWG International |
| - An associated concern with reduced recycling | | | | Conference on MDGs and Waste. Calcutta. 2006 |
| rates is the problem of sustainable use of | | | | Burkley, et al. Impacts of Privatization : Use of |
| resources. | | | | Multimodal Survey. Social Science Journal. Volume |
| - Currently, wastepickers are estimated to pick | | | | 43, Issue 4. |
| up between 15% to 59% of the total waste | | | | |